SS
CFA
SS
CFA

Stephen Spender Smith

25 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
2 clients
Average Client Portfolio
$66.9M average
Assets Under Management
$133.7M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+1.00%

Fees may be negotiated lower based on mandate size and client servicing requirements.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

100 Crescent Court, Suite 1150, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Smith Group Asset Management
October 2000 - Present · 25 yrs 4 mos
Previous Registrations
Discovery Management, LTD.
October 2000 - November 2006 · 6 yrs 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.