Robert Rosenberg
Robert Rosenberg is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Wilkes-Barre, PA, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
670 North River Street, Suite 400, Wilkes-Barre, PA, 18705
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2011Customer Dispute
January 2009Customer Dispute
December 2004Other Business Activities
Robert is a partner in Hendon LP, a commercial real estate property, and spends minimal time on maintenance and investments. He is also the President of Rosenburg Charitable Foundation, a family charity, dedicating a few hours per week, and owns Ravine Enterprises and Hendon LP, both real estate ventures.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.