Jennifer Ricca is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8180 Rafael Rivera Way Ste 305, Las Vegas, NV, 89113
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jennifer is involved in real estate rental activities through The Lawrence J Ricca II and Jennifer Lyn Revocable Living Trust (since 2018) and with Lawrence J Ricca II (since 2006). She also operates Orion Capital as a DBA for her LPL business, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Vestin Capital, INC.Broker
E*offeringBroker
Cruttenden Roth IncorporatedBroker
Hambrecht & Quist LLCBroker
Prudential Securities IncorporatedBroker
State Registrations35 states
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