Charles Birbara is a registered investment advisor, based in West Hartford, CT, with 30 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold.
Location
West Hartford, CT
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Regulatory History (1)
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Employment Separation After Allegations
August 2017Employment History
Current Registrations
San Blas Securities LLCBroker
January 2023 - Present · 3 yrs 9 mos
San Blas Securities LLC
January 2023 - Present · 3 yrs 9 mos
Sb Advisory, LLC
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Cabot Lodge Securities LLCBroker
September 2019 - February 2023 · 3 yrs 5 mos
Sb Advisory, LLC
November 2017 - December 2020 · 3 yrs 1 mo
Ifs SecuritiesBroker
October 2017 - September 2019 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1997 - September 2017 · 20 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1995 - September 2017 · 21 yrs 9 mos
State Registrations6 states
CACTFLMANCRI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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