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CB
CB
Charles Allen Birbara
Sb Advisory, LLC
29 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Estate Planning
Financial Planning & Coaching
Investment Management
High Net Worth
Business Owners
Sb Advisory, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,045 clients
Average Client Portfolio
$274K average
Assets Under Management
$285.9M
Fee Structure
Minimum Investment:
None
Investment Management
Planning
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Location
West Hartford, CT
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Employment Separation After Allegations
August 2017
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
San Blas Securities LLC
Broker
January 2023 - Present · 3 yrs 1 mo
San Blas Securities LLC
January 2023 - Present · 3 yrs 1 mo
Sb Advisory, LLC
January 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cabot Lodge Securities LLC
Broker
September 2019 - February 2023 · 3 yrs 5 mos
Sb Advisory, LLC
November 2017 - December 2020 · 3 yrs 1 mo
Ifs Securities
Broker
October 2017 - September 2019 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1997 - September 2017 · 20 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
December 1995 - September 2017 · 21 yrs 9 mos
State Registrations
5 states
CA
CT
FL
NC
RI
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Charles Allen Birbara - Financial Advisor | TrueAdvisor