EP
EP

Edward Prendergast

29 Years of Experience
Glastonbury, CT
Broker

Edward Prendergast is a registered investment advisor at Raymond James & Associates, INC., based in Glastonbury, CT, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

180 Glastonbury Blvd, Glastonbury, CT, 06033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Edward is a compensated musician/singer, playing in a band occasionally on weekends. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2025 - Present · 8 mos
Raymond James & Associates, INC.
September 2025 - Present · 8 mos
Raymond James & Associates, INC.Broker
September 2025 - Present · 8 mos
Previous Registrations
Janney Montgomery Scott LLC
February 2022 - September 2025 · 3 yrs 7 mos
Janney Montgomery Scott LLCBroker
February 2022 - September 2025 · 3 yrs 7 mos
Edward Jones
February 2014 - February 2022 · 8 yrs
Edward JonesBroker
December 2013 - February 2022 · 8 yrs 2 mos
Pruco Securities, LLC.Broker
January 2013 - December 2013 · 11 mos
Hartford Equity Sales Company INC.Broker
November 2011 - January 2013 · 1 yr 2 mos
Morgan Stanley Smith Barney LLC
March 2010 - November 2011 · 1 yr 8 mos
Morgan Stanley Smith BarneyBroker
November 2009 - November 2011 · 2 yrs
Hartford Equity Sales Company INC.Broker
May 2007 - November 2009 · 2 yrs 6 mos
Oneamerica Securities, INC.Broker
April 2006 - April 2007 · 1 yr
Park Avenue Securities LLCBroker
October 2004 - April 2006 · 1 yr 6 mos
New England SecuritiesBroker
February 2002 - October 2004 · 2 yrs 8 mos
MML Investors Services, INC.Broker
February 1999 - December 2000 · 1 yr 10 mos
Pruco Securities CorporationBroker
October 1995 - January 1999 · 3 yrs 3 mos
State Registrations12 states
CTFLKYMANCNHNMNYSCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.