BS
BS

Barbara Siegel

29 Years of Experience
Red Bank, NJ
Broker

Barbara Siegel is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

331 Newman Springs Road, Building 1, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
May 2023 - Present · 3 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2018 - May 2023 · 5 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
May 2012 - May 2023 · 11 yrs
Morgan Stanley Smith Barney LLC
July 2009 - June 2012 · 2 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2012 · 3 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2006 - April 2007 · 11 mos
A. G. Edwards & Sons, INC.Broker
November 2005 - May 2006 · 6 mos
Morgan Stanley Dw INC.Broker
September 1996 - November 2005 · 9 yrs 2 mos
Lehman Brothers INC.Broker
March 1996 - August 1996 · 5 mos
State Registrations26 states
AZCACOCTDCDEFLILINLAMAMDMNMSNCNHNJNYOHORPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barbara Siegel - Financial Advisor | TrueAdvisor