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CFP

Andrew Moss

Summit Financial, LLC
30 Years of Experience
Hoboken, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Moss is a CFP-designated registered investment advisor at Summit Financial, LLC, based in Hoboken, NJ, with 30 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 18,393 clients with $26B in assets under management.

Summit Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
18,393 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$26.3B

Fee Structure

Minimum Investment:$100K

Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.

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Location

217 Willow Avenue, Hoboken, NJ, 07030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is an insurance broker or agent, selling through various companies including SRM, an affiliated company. He also prepares financial statements for condominium associations and is on the investment committee for United Synagogue of Hoboken, while working full-time as an IAR for Summit Financial, LLC.

Employment History
Current Registrations
Summit Financial, LLC
December 2018 - Present · 7 yrs 10 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Summit Financial Resources INC
June 2002 - September 2018 · 16 yrs 3 mos
Summit Equities INC
May 2002 - December 2018 · 16 yrs 7 mos
Summit Equities, INC.Broker
November 1995 - September 2018 · 22 yrs 10 mos
State Registrations14 states
AZCACOCTFLGAILMANHNJNYORSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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