Warren Seeley
Warren Seeley is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Conneaut Lake, PA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Conneaut Lake, PA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2020Judgment / Lien
March 2013Other Business ActivitiesSells Insurance
Warren operates his LPL business through Confident Trust Financial Group LLC, dedicating full-time hours to it. He also engages in real estate rental through Restoration Land and Farms LLC, and sells non-variable insurance through Confident Trust Financial Group LLC, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Seeley Financial, INC.
Mutual Service CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.