AK
AK
Adam Kearney is a registered investment advisor at Morgan Stanley, based in Ormond Beach, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
285 Clyde Morris Boulevard, Street 100, Ormond Beach, FL, 32174
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009Settled
Employment History
Current Registrations
Morgan Stanley
July 2010 - Present · 16 yrs 2 mos
Morgan StanleyBroker
June 2010 - Present · 16 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - June 2010 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2010 · 8 mos
Banc of America Investment Services, INC.
December 2002 - October 2009 · 6 yrs 10 mos
Banc of America Investment Services, INC.Broker
December 2002 - October 2009 · 6 yrs 10 mos
Prudential Securities Incorporated
January 2001 - December 2002 · 1 yr 11 mos
Prudential Securities IncorporatedBroker
January 2001 - December 2002 · 1 yr 11 mos
Pruco Securities CorporationBroker
November 1995 - January 2001 · 5 yrs 2 mos
State Registrations24 states
ALAZCACOCTFLGAMAMDMEMINCNJNVNYOHPASCTNTXVAWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.