Robert Zabel
Robert Zabel is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chicago, IL, with 30 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
110 N Wacker Dr, Pbig - Chicago, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2006Other Business Activities
Robert is a board member at Salisbury School, a private non-profit high school for boys, since 2019. He assists with management and fundraising efforts for the school.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Banc of America Securities LLC
Banc of America Securities LLCBroker
Goldman, Sachs & CO.Broker
J.P. Morgan Securities INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Christopher RossiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kenneth Novak, CFPMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph ShannonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James RadlerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Henry LatimerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- J WoodMerrill Lynch, Pierce, Fenner & Smith Incorporated