Daniel Mingo
Daniel Mingo is a registered investment advisor at Wells Fargo Advisors, based in Redmond, WA, with 30 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
23467 NE Novelty Hill Rd, Redmond, WA, 98053
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2006Customer Dispute
September 2000Other Business Activities
Daniel is the executor for his mother's estate, which is investment-related. This requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Wm Financial Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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