Dhruv Gupta
Dhruv Gupta is a registered investment advisor at Ip Financial Advisory Services LLC, based in Reno, NV, with 17 years of industry experience. Dhruv operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
Reno, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dhruv owns Essential Wealth Advisors LLC, where he prospects and manages client relationships and sells insurance. He also provides compliance consulting for Sainergy Inc. and is involved in real estate sales and investment.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Previous Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
Foresters Equity Services, INC.
Foresters Equity Services, INC.Broker
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Transamerica Financial Advisors, INCBroker
Nylife Securities LLCBroker
Fimco Securities Group, INC.Broker
Nylife Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.