DS
DS

Doreen Scott

30 Years of Experience
New Port Richey, FL
7 DisclosuresBroker

Doreen Scott is a registered investment advisor at Ameriprise Financial Services, LLC, based in New Port Richey, FL, with 30 years of industry experience. Doreen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

10537 State Rd 54, Unit B, New Port Richey, FL, 34655-2293

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2025
Denied
Customer Dispute
August 2016
Denied
Customer Dispute
August 2012
Settled
Customer Dispute
February 2006
Denied
Customer Dispute
June 2003
Denied
Customer Dispute
September 2002
Settled
Customer Dispute
January 2000
Settled
Other Business Activities

Doreen owns multiple real estate lots in Florida and New Mexico. She also dedicates about 10-20% of her time to other business ownership activities and a few hours per week to the Iona Foundation, a non-profit community service organization.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 9 mos
Previous Registrations
Ameriprise Advisor Services, INC.
June 2009 - October 2009 · 4 mos
Ameriprise Advisor Services, INC.Broker
November 1995 - October 2009 · 13 yrs 11 mos
State Registrations20 states
ALCACOCTFLGALAMAMINCNYOHOKORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Doreen Scott - Financial Advisor | TrueAdvisor