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Alex Perez

Foundations Investment Advisors LLC
29 Years of Experience
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Alex Perez is a registered investment advisor at Foundations Investment Advisors LLC, based in San Antonio, TX, with 29 years of industry experience. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.

Foundations Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
290 advisors
Number of Clients
25,166 clients
Average Client Portfolio
$285K average
Assets Under Management
$7.2B

Fee Structure

Minimum Investment:$5K
Minimum Annual Fee:$150
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1939 NE Loop 410, Suite 233, San Antonio, TX, 78232

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History

Regulatory History (1)
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Customer Dispute
April 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alex is an agent selling fixed annuities, long-term care, life, group benefits, health, and disability insurance, dedicating a few hours per week. Alex is also the 100% owner of Spectrum Advisory Group LLC, dedicating full-time hours to this.

Employment History
Current Registrations
Foundations Investment Advisors LLC
January 2019 - Present · 7 yrs 3 mos
Previous Registrations
Principal Securities, INC.
February 2018 - April 2018 · 2 mos
Principal Securities, INC.Broker
November 2017 - April 2018 · 5 mos
Ofg Financial Services, INC.
July 2010 - October 2017 · 7 yrs 3 mos
Ofg Financial Services, INC.Broker
July 2010 - October 2017 · 7 yrs 3 mos
Securian Financial Services, INC.
February 2008 - May 2010 · 2 yrs 3 mos
Securian Financial Services, INC.Broker
October 2005 - May 2010 · 4 yrs 7 mos
Bcg Securities, INC.
June 2005 - September 2005 · 3 mos
Bcg Securities, INC.Broker
March 2004 - September 2005 · 1 yr 6 mos
American Express Financial Advisors, INC.
February 1996 - March 2004 · 8 yrs 1 mo
American Express Financial Advisors INC.Broker
February 1996 - March 2004 · 8 yrs 1 mo
Ids Life Insurance CompanyBroker
February 1996 - March 2004 · 8 yrs 1 mo
State Registrations2 states
NVTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.