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Alex Perez

Foundations Investment Advisors LLC
29 Years of Experience
San Antonio, TX
1 DisclosureSells Insurance
View SEC Summary
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Alex Perez is a registered investment advisor at Foundations Investment Advisors LLC, based in San Antonio, TX, with 29 years of industry experience. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 29,663 clients with $10B in assets under management.

Foundations Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
297 advisors
Number of Clients
29,663 clients
Average Client Portfolio
$340K average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.00%. Fees are negotiable. Accounts with more than three investment strategies incur an additional $15 annual fee per extra strategy, and all accounts pay a $50 annual administrative and technology fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11603 W. Coker Loop, Suite 214, San Antonio, TX, 78216

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alex is an agent selling fixed annuities, long-term care, life, group benefits, health, and disability insurance, dedicating a few hours per week. Alex is also the 100% owner of Spectrum Advisory Group LLC, dedicating full-time hours to this.

Employment History
Current Registrations
Foundations Investment Advisors LLC
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Principal Securities, INC.
February 2018 - April 2018 · 2 mos
Principal Securities, INC.Broker
November 2017 - April 2018 · 5 mos
Ofg Financial Services, INC.
July 2010 - October 2017 · 7 yrs 3 mos
Ofg Financial Services, INC.Broker
July 2010 - October 2017 · 7 yrs 3 mos
Securian Financial Services, INC.
February 2008 - May 2010 · 2 yrs 3 mos
Securian Financial Services, INC.Broker
October 2005 - May 2010 · 4 yrs 7 mos
Bcg Securities, INC.
June 2005 - September 2005 · 3 mos
Bcg Securities, INC.Broker
March 2004 - September 2005 · 1 yr 6 mos
American Express Financial Advisors, INC.
February 1996 - March 2004 · 8 yrs 1 mo
American Express Financial Advisors INC.Broker
February 1996 - March 2004 · 8 yrs 1 mo
Ids Life Insurance CompanyBroker
February 1996 - March 2004 · 8 yrs 1 mo
State Registrations2 states
NVTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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