Carrie Lyon is a registered investment advisor, based in Sequim, WA, with 25 years of industry experience.
Location
Sequim, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carrie is the President of Carrie J. Lyon CPA PS, a tax preparation and accounting business, dedicating full-time hours to it. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
January 2017 - September 2025 · 8 yrs 8 mos
Avantax Investment Services, INC.Broker
August 2002 - September 2025 · 23 yrs 1 mo
Royal Alliance Associates, INC.Broker
November 1995 - December 1997 · 2 yrs 1 mo
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.