Kathleen Godfrey
Kathleen Godfrey is a registered investment advisor at Godfrey Financial Associates, INC., based in Glenmont, NY, with 7 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 209 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable and may be lower based on various factors. Similarly situated clients could pay different fees.
Fee Estimator
Location
797 Route 9W, Glenmont, NY, 12077-3801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is the sole owner of Godfrey Financial Associates, Inc., which provides financial planning, investment advice, and insurance sales. She dedicates nearly full-time hours to this business and receives standard commissions on fixed life and health insurance, including long-term care, as well as financial planning fees.
Employment History
Current Registrations
Godfrey Financial Associates, INC.
Previous Registrations
Godfrey Financial Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.