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Christopher Keen

29 Years of Experience
Indianapolis, IN
Broker

Christopher Keen is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3500 Depauw Blvd, Suite 2042, Indianapolis, IN, 46268

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher co-owns SDK Design Services, Inc., an interior design consulting business, dedicating minimal time. He also operates Perspective Financial Group as a DBA for his LPL business, requiring nearly full-time hours, and owns SDK Properties, LLC, a real estate rental business, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLC
August 2014 - Present · 12 yrs 1 mo
LPL Financial LLCBroker
August 2014 - Present · 12 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
June 2008 - September 2014 · 6 yrs 3 mos
Raymond James & Associates, INC.Broker
May 2008 - September 2014 · 6 yrs 4 mos
Ing Financial Advisers, LLCBroker
August 1999 - March 2008 · 8 yrs 7 mos
American United Life Insurance CompanyBroker
January 1999 - July 1999 · 6 mos
Aul Equity Sales CORP.Broker
January 1999 - July 1999 · 6 mos
MML Investors Services, INC.Broker
November 1998 - December 1998 · 1 mo
American United Life Insurance CompanyBroker
November 1995 - October 1998 · 2 yrs 11 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Keen - Financial Advisor | TrueAdvisor