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Daniel Gunderson

Brookstone Capital Management LLC
29 Years of Experience
Keller, TX
3 DisclosuresSells Insurance
View SEC Summary
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Daniel Gunderson is a registered investment advisor at Brookstone Capital Management LLC, based in Keller, TX, with 29 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 54,845 clients with $13B in assets under management.

Brookstone Capital Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
335 advisors
Number of Clients
54,845 clients
Average Client Portfolio
$232K average
Assets Under Management
$12.8B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Total annual fee can be up to 2.50%, consisting of up to 0.95% for Brookstone Capital Management and up to 1.55% for the individual advisor. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Keller, TX

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2017
Final
Customer Dispute
October 2014
Denied
Customer Dispute
June 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is involved in insurance sales as a financial professional with J.D. Mellberg Financial since June 2019. This activity takes nearly full-time hours.

Employment History
Current Registrations
Brookstone Capital Management LLC
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Hilltop Securities Independent Network INC.
May 2016 - July 2019 · 3 yrs 2 mos
Hilltop Securities Independent Network INC.Broker
April 2016 - July 2019 · 3 yrs 3 mos
Hilltop Securities Independent Network INC.
April 2016 - May 2016 · 1 mo
Morgan StanleyBroker
March 2012 - May 2016 · 4 yrs 2 mos
Morgan Stanley
March 2012 - May 2016 · 4 yrs 2 mos
Wells Fargo Advisors, LLCBroker
August 2006 - March 2012 · 5 yrs 7 mos
Wells Fargo Advisors, LLC
August 2006 - March 2012 · 5 yrs 7 mos
A. G. Edwards & Sons, INC.
November 2002 - August 2006 · 3 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
December 1995 - August 2006 · 10 yrs 8 mos
State Registrations2 states
TXWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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