Stokes Shealy is a CFP-designated registered investment advisor, based in Columbia, SC, with 30 years of industry experience.
Location
1201 Main St, Ste 700, Columbia, SC, 29201
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Regulatory History (2)
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Customer Dispute
June 2017Denied
Customer Dispute
June 2009Denied
Other Business Activities
Stokes is involved with several non-investment related organizations, including the Rotary Club of Forest Acres, the American Heart Association, The Leukemia & Lymphoma Society, and the Columbia Executives and Owner's Association. These activities require minimal time commitment.
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
February 2017 - February 2021 · 4 yrs
Bb&t Securities, LLCBroker
February 2017 - February 2021 · 4 yrs
Wells Fargo Clearing Services, LLCBroker
May 2009 - February 2017 · 7 yrs 9 mos
Wells Fargo Clearing Services, LLC
May 2009 - February 2017 · 7 yrs 9 mos
Banc of America Investment Services, INC.
October 2004 - May 2009 · 4 yrs 7 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2009 · 4 yrs 7 mos
Legg Mason Wood Walker INC
August 2001 - October 2004 · 3 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
June 2001 - October 2004 · 3 yrs 4 mos
Jefferson Pilot Securities CorporationBroker
November 1999 - July 2001 · 1 yr 8 mos
Park Avenue Securities LLCBroker
May 1999 - November 1999 · 6 mos
Guardian Investor Services CorporationBroker
November 1997 - May 1999 · 1 yr 6 mos
Princor Financial Services CorporationBroker
July 1996 - November 1997 · 1 yr 4 mos
Nylife Securities INC.Broker
January 1996 - May 1996 · 4 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.