John Cote is a registered investment advisor, based in Fernandina Beach, FL, with 30 years of industry experience.
Location
Fernandina Beach, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is an Investment Advisor Representative with Merit Financial Group, dedicating full-time hours to this role.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Purshe Kaplan Sterling Investments
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Wealth Enhancement Brokerage Services, LLCBroker
March 2020 - March 2024 · 4 yrs
Wealth Enhancement Advisory Services, LLC
February 2020 - March 2024 · 4 yrs 1 mo
LPL Financial LLCBroker
January 2020 - August 2024 · 4 yrs 7 mos
E*trade Capital Management, LLC
March 2016 - December 2019 · 3 yrs 9 mos
E*trade Securities LLCBroker
February 2016 - December 2019 · 3 yrs 10 mos
Raymond James & Associates, INC.
August 2015 - February 2016 · 6 mos
Raymond James & Associates, INC.Broker
July 2015 - February 2016 · 7 mos
Suntrust Investment Services, INC.
May 2011 - June 2015 · 4 yrs 1 mo
Suntrust Investment Services, INC.Broker
May 2011 - June 2015 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2011 - June 2011 · 5 mos
Wells Fargo Advisors, LLC
January 2011 - June 2011 · 5 mos
Wells Fargo Brokerage Services, L.L.C.Broker
June 2008 - August 2009 · 1 yr 2 mos
Wells Fargo Investments, LLCBroker
March 2008 - January 2011 · 2 yrs 10 mos
Wells Fargo Investments, LLC
March 2008 - January 2011 · 2 yrs 10 mos
Morgan Stanley & CO., Incorporated
January 2008 - February 2008 · 1 mo
Morgan Stanley & CO., IncorporatedBroker
November 2007 - February 2008 · 3 mos
Morgan Stanley & CO., Incorporated
April 2007 - November 2007 · 7 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - November 2007 · 7 mos
Morgan Stanley
January 2005 - April 2007 · 2 yrs 3 mos
Morgan Stanley Dw INC.Broker
November 1995 - April 2007 · 11 yrs 5 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.