Robert Johnson is a registered investment advisor, based in Scottsdale, AZ, with 30 years of industry experience.
Location
12174 N. 138th Way, Scottsdale, AZ, 85259
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is the sole owner of Investment Management Group, operating under a DBA.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
November 2010 - July 2012 · 1 yr 8 mos
First Allied Securities, INC.Broker
March 2003 - September 2022 · 19 yrs 6 mos
Morgan Stanley Dw INC.Broker
October 2000 - December 2002 · 2 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
December 1995 - October 2000 · 4 yrs 10 mos
State Registrations4 states
AZCOMITX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.