MH
MH

Michael Hochstetler

27 Years of Experience
Minneapolis, MN
2 DisclosuresBrokerSells Insurance

Michael Hochstetler is a registered investment advisor at Focus Financial, based in Minneapolis, MN, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 13,684 clients with $6.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
13,684 clients
Average Client Portfolio
$499K average
Assets Under Management
$6.8B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Advisors may use flat fee percentages, fixed dollar fees, linear schedules, or tiered schedules. Fees are negotiable and depend on the account size, complexity, and investment types. Maximum stated rate for general tiers is typically up to 1.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

1300 Godward Street Ne, Suite 5500, Minneapolis, MN, 55413

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015
Denied
Customer Dispute
August 2002
Denied
Other Business ActivitiesSells Insurance

Michael is a statutory agent and insurance agent for Focus Financial Network, dedicating minimal time to this role. He also works as a financial advisor for the same company, providing ongoing investment advice to clients on a nearly full-time basis.

Employment History
Current Registrations
Focus Financial
June 2007 - Present · 19 yrs 4 mos
Osaic Wealth, INC.Broker
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.
September 2006 - May 2007 · 8 mos
Ameriprise Financial Services, INC.Broker
March 2006 - May 2007 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
February 1999 - August 2005 · 6 yrs 6 mos
State Registrations10 states
CAILMDMNMONYSCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors