Keith Kelt is a registered investment advisor, based in Santa Barbara, CA, with 59 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold.
Location
350 S. Hope Avenue, Suite A-200, Santa Barbara, CA, 93105
Get directionsHistory
Regulatory History (4)
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Customer Dispute
February 2023Settled
Customer Dispute
March 2020Settled
Customer Dispute
October 2018Settled
Customer Dispute
September 2017Settled
Other Business Activities
Keith is a partner at TKG Financial, LLC, spending nearly all of his time overseeing operations. He also owns/operates The Kelt Inc, dealing with real estate and investments for family, and is involved in property management through Kelt Osborne & Co, dedicating minimal time to each.
Employment History
Current Registrations
Kovack Advisors, INC.
May 2017 - Present · 9 yrs 5 mos
Kovack Securities INC.Broker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Tkg Financial, LLC
June 2005 - May 2017 · 11 yrs 11 mos
Tkg Financial, LLCBroker
January 2005 - May 2017 · 12 yrs 4 mos
First Wall Street CORP.Broker
August 2001 - April 2005 · 3 yrs 8 mos
Salomon Smith Barney INC.Broker
July 1993 - September 2001 · 8 yrs 2 mos
Lehman Brothers INC.Broker
October 1983 - July 1993 · 9 yrs 9 mos
Quinn & CO., INC.Broker
April 1967 - October 1983 · 16 yrs 6 mos
State Registrations27 states
ARAZCACOCTFLGAIDKSLAMIMSMTNCNMNVNYOHOKORPARISCTXVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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