SL
CFP
SL
CFP

Scott Lanza

29 Years of Experience
Deerfield Beach, FL
2 DisclosuresBroker

Scott Lanza is a CFP-designated registered investment advisor, based in Deerfield Beach, FL, with 29 years of industry experience.

Location

455 Fairway Drive, Suite 220, Deerfield Beach, FL, 33441

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020
Settled
Customer Dispute
May 2012
Settled
Other Business Activities

Scott acts in a fiduciary capacity for the Nancy Lanza Trust, spending minimal time on it. He also has a business entity, Lighthouse Point Financial, for tax/investment purposes only, and owns rental real estate, dedicating minimal time to it.

Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
LPL Financial LLC
January 2005 - April 2019 · 14 yrs 3 mos
LPL Financial LLCBroker
January 2005 - May 2019 · 14 yrs 4 mos
Liberty Securities CorporationBroker
July 1998 - April 2000 · 1 yr 9 mos
Southtrust Securities, LLCBroker
July 1998 - February 2005 · 6 yrs 7 mos
Southtrust Securities, INC.
July 1998 - December 2004 · 6 yrs 5 mos
Griffin Financial ServicesBroker
August 1997 - July 1998 · 11 mos
Dean Witter Reynolds INC.Broker
December 1995 - March 1997 · 1 yr 3 mos
State Registrations6 states
COFLINNCNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Lanza - Financial Advisor | TrueAdvisor