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RF
CFP
RF
CFP
Roger Lee Fuller
Omnistar Financial Group, INC.
17 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Tax Planning
Financial Planning & Coaching
Omnistar Financial Group, INC.
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
5 advisors
Number of Clients
306 clients
Average Client Portfolio
$748K average
Assets Under Management
$228.8M
Fee Structure
Minimum Investment:
$250K
Investment Management
Planning
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Location
1712 Eastwood Road, Suite 212, Wilmington, NC, 28403
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Employment Separation After Allegations
February 2010
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Omnistar Financial Group, INC.
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
Omnistar Financial Group, INC.
May 2015 - September 2020 · 5 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
June 2009 - March 2010 · 9 mos
Oppenheimer & CO. INC.
March 2009 - July 2009 · 4 mos
Stanford Group Company
January 2008 - March 2009 · 1 yr 2 mos
Wachovia Securities, LLC
June 2002 - January 2008 · 5 yrs 7 mos
State Registrations
1 state
NC
Advisor
Exams
No exam information available for this advisor.