Richard Witherspoon
Richard Witherspoon is a CFP-designated registered investment advisor at Gwn Securities INC., based in Kansas City, MO, with 30 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.
Fee Estimator
Location
1600 Genessee, #961, Kansas City, MO, 64102
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard owns and maintains rental property since 1994, dedicating minimal time to it. He also works as a Financial Representative and Insurance Agent under Reliant Financial Services, spending nearly full-time hours per month on investment-related activities and insurance sales.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Lincoln Investment Planning, INC
Lincoln InvestmentBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Morrissey, CFPGwn Securities INC.
- Landon Warmund, CFPGwn Securities INC.
- Gregory Russell, CFPGwn Securities INC.
- Zachary Emslie, CFPBluevine Advice
- Bret Ohlhausen, ChFCState Farm Investment Management CORP.
- Kyle Hill, CFPSmartpath Advisors