Harold Walpole
Harold Walpole is a registered investment advisor at Fountain Financial Group, INC., based in Fountain Hills, AZ, with 29 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 70 clients with $38M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.95% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.55% |
| $500K - $750K | 1.35% |
| $750K - $1000K | 1.15% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $2.0M | 0.95% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.65% |
Annual fee may be negotiable. For clients participating in the FFG Directional Strategy, the fee is 2.5%.
Fee Estimator
Location
16921 E Palisades Blvd, Suite 105, Fountain Hills, AZ, 85268
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harold is a partner at Walpole Wealth Advisors, LLC, teaching/writing technical analysis of the market, dedicating about 10-20% of his time. He also works as an insurance agent selling fixed insurance products for Fountain Professional Group, Inc., dedicating about 10-20% of his time.
Employment History
Current Registrations
Fountain Financial Group, INC.
Previous Registrations
Crown Capital Securities, L.P.Broker
Clarus Wealth Advisors, LLC
Wfg Advisors, LP
Wfg Investments, INC.Broker
Walpole Wealth Advisors, LLC
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Dean Witter Reynolds INC.Broker
Wheat, First Securities, INC.Broker
Kepley & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.