Andrew Roybal
Andrew Roybal is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11545 W. Bernardo Ct. Ste 301, San Diego, CA, 92127
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2020Customer Dispute
October 2012Customer Dispute
April 2007Customer Dispute
January 2001Other Business Activities
Andrew operates under the DBA Roybal Wealth Management for his LPL business since 2020. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Rickel & Associates, INC.Broker
Cruttenden Roth IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.