Andrew Roybal
Andrew Roybal is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 30 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
11545 W. Bernardo Ct. Ste 301, San Diego, CA, 92127
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2020Customer Dispute
October 2012Customer Dispute
April 2007Customer Dispute
January 2001Other Business Activities
Andrew operates under the DBA Roybal Wealth Management for his LPL business since 2020. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Rickel & Associates, INC.Broker
Cruttenden Roth IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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