Louis Alfano is a registered investment advisor at LPL Financial LLC, based in Medford, NY, with 30 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1719 N Ocean Ave Ste D, Medford, NY, 11763-2669
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
Louis has two DBAs for his LPL business, Triton Bay Wealth Management and Triton Bay Wealth Advisors. He also has outside W-2 employment with Prime Performance Sports, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Msi Financial Services, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Knight Securities, L.P.Broker
Wayne, Grayson Capital CORP.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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