Douglas Thompson is a registered investment advisor, based in Haddonfield, NJ, with 23 years of industry experience.
Location
Haddonfield, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
John Hancock Distributors LLC
October 2019 - Present · 6 yrs 7 mos
John Hancock Distributors LLCBroker
October 2019 - Present · 6 yrs 7 mos
John Hancock Investment Management LLC
November 2018 - Present · 7 yrs 6 mos
John Hancock Investment Management Distributors LLC
September 2011 - Present · 14 yrs 8 mos
John Hancock Investment Management Distributors LLCBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Manulife Asset Management (US) LLC
October 2018 - November 2018 · 1 mo
Manulife Asset Management (US) LLC
October 2011 - December 2015 · 4 yrs 2 mos
Hartford Life Distributors, LLCBroker
April 2010 - September 2011 · 1 yr 5 mos
Hartford Equity Sales Company INC.Broker
January 2008 - May 2010 · 2 yrs 4 mos
Shaker Investments
January 2003 - October 2006 · 3 yrs 9 mos
Foreside Fund Services, LLCBroker
November 2001 - September 2006 · 4 yrs 10 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.