Steven Williams is a CFP-designated registered investment advisor, based in Los Alamitos, CA, with 30 years of industry experience.
Location
10421 Los Alamitos Bvd., Los Alamitos, CA, 90702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an independent insurance agent selling equity indexed annuities and long-term care products, dedicating minimal time to these activities. He also owns Williams Tax & Financial Services, spending nearly full-time on tax preparation and accounting, owns a rental condo, and receives referral fees from another enrolled agent.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations30 states
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