TG
CFP
TG
CFP
Thomas Graf
27 Years of Experience
Paramus, NJ
1 DisclosureBroker
Thomas Graf is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Paramus, NJ, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
61 South Paramus Road, Suite 360, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2008Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2018 - Present · 7 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2012 - November 2018 · 6 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2012 - November 2018 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - January 2012 · 5 yrs 10 mos
Advest, INC.Broker
June 2002 - March 2006 · 3 yrs 9 mos
Lebenthal & CO., INC.Broker
March 2002 - June 2002 · 3 mos
AXA Advisors, LLCBroker
July 2001 - December 2001 · 5 mos
Gruntal & CO., L.L.C.Broker
January 1999 - July 2001 · 2 yrs 6 mos
Continental Broker-Dealer CORP.Broker
July 1998 - November 1998 · 4 mos
State Registrations15 states
AZCACODEFLMAMINHNJNVNYPAUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.