David Wells
David Wells is a registered investment advisor at LPL Financial LLC, based in Columbia, SC, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5301 N. Trenholm Road, Suite A, Columbia, SC, 29206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved with DaVinci Risk Designs LLC, focusing on non-variable insurance, and DaVinci Investment Services, a DBA for his LPL business. He also dedicates full-time hours to DaVinci Financial Designs, LLC, providing investment advisory services as an independent investment advisor firm.
Employment History
Current Registrations
LPL Financial LLCBroker
Davinci Financial Designs
Previous Registrations
Lincoln Financial Securities CorporationBroker
W.C. Smith & Company, INC.Broker
Ogilvie Security Advisors CorporationBroker
Beacon Group Financial Securities CORP.Broker
Manequity, INC.Broker
Lincoln Financial Securities Corporation
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.