Walter Munoz
Walter Munoz is a registered investment advisor at LPL Financial LLC, based in Green Village, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Green Village, NJ
Get directionsHistory
Regulatory History (4)
Judgment / Lien
December 2021Judgment / Lien
May 2021Judgment / Lien
March 2019Judgment / Lien
December 2017Other Business ActivitiesSells Insurance
Walter is an independent sales producer selling Medicare benefits since 2019, dedicating about 10-20% of his time to this activity. He also operates "w fred munoz investment services" as a DBA for his LPL business, spending a few hours per week on it since 2020.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Private Advisor Group, LLC
LPL Financial LLC
TD Wealth Management Services INC.
TD Wealth Management Services INC.Broker
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Allstate Financial Services, LLCBroker
Quick & Reilly, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Institutional Securities, L.L.C.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.