David Jin Kyu Chong

29 Years of Experience

3 DisclosuresBroker

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth

Strategy Asset Managers L.L.C.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

572 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$741.5M

Fee Structure

Minimum Investment:$250K

Financial Planning:Included in AUM fee

Location

790 E. Colorado Blvd, Suite 200, Pasadena, CA, 91101

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

February 2021

Regulatory

December 2020

Final

Employment Separation After Allegations

July 2018

View Full SEC Report How to Read Disclosures

Other Business Activities

David is a director of planning/advisor and financial advisor at Strategy Asset Managers LLC since 2018. He dedicates nearly full-time hours to this role, with a significant portion during trading hours.

Employment History

Current Registrations

The Leaders Group, INC.

January 2025 - Present · 1 yr 1 mo

The Leaders Group, INC.Broker

January 2025 - Present · 1 yr 1 mo

Strategy Asset Managers L.L.C.

December 2021 - Present · 4 yrs 2 mos

Previous Registrations

Strategy Asset Managers L.L.C.

May 2019 - February 2021 · 1 yr 9 mos

Newbridge Securities CorporationBroker

March 2019 - January 2021 · 1 yr 10 mos

Aurora Capital LLCBroker

October 2018 - February 2019 · 4 mos

Holly Street Wealth Advisors

August 2018 - January 2020 · 1 yr 5 mos

Morgan Stanley Smith BarneyBroker

June 2009 - December 2009 · 6 mos

Citigroup Global Markets INC.

July 1997 - June 2009 · 11 yrs 11 mos

Citigroup Global Markets INC.Broker

December 1995 - June 2009 · 13 yrs 6 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.