Joseph to is a registered investment advisor at Valley Investment Management, LLC, based in San Francisco, CA, with 12 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $26M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Valley Investment Management's compensation from the fund involves an asset-based management fee of 1.5% per year, charged quarterly. The firm also receives an incentive allocation of 15% or 20% of net realized and unrealized appreciation, depending on the fund's committed capital. For separate accounts, fees typically involve an asset-based fee and a performance-based fee. Fees are usually deducted directly from the client's account.
Location
37 Graham Street, Suite 218, San Francisco, CA, 94129
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Valley Investment Management, LLC
State Registrations1 state
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