SM
SM

Stuart Margulis

30 Years of Experience
Short Hills, NJ
Broker

Stuart Margulis is a registered investment advisor at Morgan Stanley, based in Short Hills, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

150 JFK Parkway, 2nd Floor, Short Hills, NJ, 07078

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Stuart is a drummer in The Mountain Jam Band, a local classic rock band, since 2021. He dedicates minimal time to this activity after business hours.

Employment History
Current Registrations
Morgan Stanley
July 2011 - Present · 14 yrs 10 mos
Morgan StanleyBroker
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
RBC Capital Markets, LLC
October 2009 - July 2011 · 1 yr 9 mos
RBC Capital Markets, LLCBroker
October 2009 - July 2011 · 1 yr 9 mos
J. B. Hanauer & CO.
June 2002 - October 2009 · 7 yrs 4 mos
J. B. Hanauer & CO.Broker
December 1995 - October 2009 · 13 yrs 10 mos
State Registrations19 states
CACOCTFLHIILMAMDMIMSNCNJNVNYOHPATXUTVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.