DW
CFP
DW
CFP
Dennis Wilt is a CFP-designated registered investment advisor at Morgan Stanley, based in Williamsburg, VA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
437 West Duke of Gloucester Street, Williamsburg, VA, 23185
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2007Denied
Customer Dispute
July 2006Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2003 - June 2023 · 19 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2003 - June 2023 · 19 yrs 9 mos
Uvest Financial Services And/or Compass Capital
May 2000 - August 2003 · 3 yrs 3 mos
Uvest Financial Services Group, INC.Broker
October 1999 - August 2003 · 3 yrs 10 mos
First Union Brokerage Services, INC.Broker
July 1998 - October 1999 · 1 yr 3 mos
MML Investors Services, INC.Broker
November 1995 - June 1998 · 2 yrs 7 mos
State Registrations29 states
AZCACOCTDCDEFLGAIDINMAMDMEMIMNMONCNENJNYOHPASCTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.