Eric Swanson
Eric Swanson is a CFP-designated registered investment advisor at One Capital Management, LLC, based in Westlake Village, CA, with 30 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 3,535 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $2.0M | 1.65% |
| $2.0M - $5.0M | 1.35% |
| $5.0M - $10.0M | 1.15% |
| $10M+ | 1.00% |
Fees are negotiable. Family household accounts may be combined to determine breakpoints.
Fee Estimator
Location
3075 Townsgate Road, Suite 350, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric owns income-producing residential rental properties since 1997. Swanson & Associates, Inc. remains in existence as a passthrough entity for Eric and his wife to receive commission trails for the sale of insurance products, though Eric no longer sells insurance products through this entity.
Employment History
Current Registrations
One Capital Management, LLC
Previous Registrations
Ep Wealth Advisors
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Capital Management Services, INC.
Reilly Financial Advisors
Lighthouse Financial Services INC
Mercer Global Advisors INC.
Edelman Financial Services LLC
Sanders Morris Harris INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Independent Capital Management
Independent Capital Management
Sunamerica Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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