David Rosenthal is a CFP-designated registered investment advisor at Wealth Management Solutions, based in Scottsdale, AZ, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 104 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WMS charges a percentage of your portfolio each year, ranging from 0.00% to 1.2%. The exact fee is negotiable. Fees are taken directly from your account each quarter. WMS also offers investment advice as part of comprehensive financial planning.
Location
8550 E Shea Blvd, Suite 130, Scottsdale, AZ, 85260
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a 50% owner and manager of WMS Fund Management, LLC, which manages a fixed income private placement investment. He spends a few hours per week on day-to-day operations and winding down the operations.
Employment History
Current Registrations
Wealth Management Solutions
Previous Registrations
Rsm Mcgladrey, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.