JR
JR

John Randall

22 Years of Experience
Broker

John Randall is a registered investment advisor, based in Cedar park, TX, with 22 years of industry experience.

Location

Cedar park, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John works with several firms, including Red Oak Compliance, Brokers International Financial Services, MassMutual, MML Investor Services, and Bridge Street Securities, primarily in advertising review and compliance roles. These activities collectively take up a significant portion of John's time, with each role consuming about a quarter of his time and Red Oak Compliance consuming nearly full-time hours.

Employment History
Current Registrations
Bridge Street Securities, LLC
August 2023 - Present · 2 yrs 8 mos
Bridge Street Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Financial Management Network INC
July 2019 - Present · 6 yrs 9 mos
Integrity Alliance, LLC.Broker
January 2015 - Present · 11 yrs 3 mos
Previous Registrations
Stonex Financial INC.Broker
November 2021 - December 2022 · 1 yr 1 mo
Bridge Street Securities, LLCBroker
May 2021 - June 2023 · 2 yrs 1 mo
MML Investors Services, LLCBroker
June 2018 - January 2019 · 7 mos
Stashinvest
September 2015 - July 2017 · 1 yr 10 mos
Paramount Advisory Services, LLC
March 2015 - June 2015 · 3 mos
Austin Wealth Management, LLC
September 2014 - December 2014 · 3 mos
Salt Spray CapitalBroker
May 2014 - September 2016 · 2 yrs 4 mos
NFP Securities, INC.
January 2012 - February 2013 · 1 yr 1 mo
NFP Securities, INC.Broker
September 2005 - February 2013 · 7 yrs 5 mos
A I M Distributors, INC.Broker
June 2001 - December 2003 · 2 yrs 6 mos
American Express Financial Advisors INC.Broker
January 1996 - June 1996 · 5 mos
Ids Life Insurance CompanyBroker
January 1996 - June 1996 · 5 mos
State Registrations1 state
TX
Advisor

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Exams
No exam information available for this advisor.