Hugo Warns
Hugo Warns is a CFA-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Simons Island, GA, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
26 Market Street, Suite 116, St. Simons Island, GA, 31522
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Hugo is co-owner and manager of Raptor Investments, LLC, board member for First Tee of Baltimore and Fred Haskins Commission, Inc, board of directors for Bennabis Health, and owner/member of Cloister Capital, LLC. These activities require minimal time commitment and are either investment-related or charitable.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Legg Mason Wood Walker, IncorporatedBroker
J.P. Morgan Securities INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Bt Alex. Brown IncorporatedBroker
Alex. Brown & Sons IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.