MM
CFP
MM
CFP

Michael Mindes

15 Years of Experience
Tucson, AZ
Broker

Michael Mindes is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Tucson, AZ, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

3567 E Sunrise Dr, Suite 143B, Tucson, AZ, 85718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is the owner of Tasty Minstrel Games LLC, assisting with business strategy, and spends a few hours per week on this. He is also the successor trustee for his father, and an author, dedicating minimal time to each. Finally, Michael is the owner of Talisman Pedals.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2021 - Present · 4 yrs 7 mos
Robert W. Baird & CO. Incorporated
September 2021 - Present · 4 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - January 2016 · 5 yrs
Wells Fargo Advisors, LLCBroker
January 2008 - January 2016 · 8 yrs
A. G. Edwards & Sons, INC.Broker
July 2005 - January 2008 · 2 yrs 6 mos
State Registrations21 states
AZCACOCTFLHIILLAMNMOMTNJNMNVNYOHORPATXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Mindes - Financial Advisor | TrueAdvisor