EA
EA

Elizabeth Armstrong

29 Years of Experience
Walla Walla, WA
3 DisclosuresBrokerSells Insurance

Elizabeth Armstrong is a registered investment advisor at Cetera Investment Advisers LLC, based in Walla Walla, WA, with 29 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Walla Walla, WA

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2005
Settled
Regulatory
October 2004
Final
Customer Dispute
April 2004
Closed-No Action
Other Business ActivitiesSells Insurance

Elizabeth is an insurance agent selling annuities with various companies since 2012, dedicating minimal time to this activity. She is also a member of PEO Sisterhood, a philanthropic organization, and serves on the education committee, spending minimal time on this.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
February 2012 - March 2024 · 12 yrs 1 mo
Pacific West Securities, INC.Broker
January 2010 - February 2012 · 2 yrs 1 mo
Pacific West Financial Consultants INC
January 2010 - February 2012 · 2 yrs 1 mo
Pacific West Financial Consultant INC
September 2004 - December 2009 · 5 yrs 3 mos
Pacific West Securities, INC.Broker
December 2003 - December 2009 · 6 yrs
Metropolitan Investment Securities, INC.Broker
September 1996 - December 2003 · 7 yrs 3 mos
State Registrations5 states
CACOIDORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.