Melissa Duffy is a registered investment advisor, based in Falmouth, ME, with 29 years of industry experience.
Location
5 Fundy Rd, Suite 2D, Falmouth, ME, 04105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Melissa is involved in independent fixed insurance activities, dedicating minimal time to it. She also operates under the DBA Duffy Anderson Investment Management.
Employment History
Current Registrations
Hightower Securities, LLCBroker
August 2015 - Present · 10 yrs 9 mos
Hightower Advisors, LLC
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
LPL Financial LLC
October 2008 - September 2015 · 6 yrs 11 mos
LPL Financial LLCBroker
October 2008 - September 2015 · 6 yrs 11 mos
Wachovia Securities, LLC
January 2008 - October 2008 · 9 mos
Wachovia Securities, LLCBroker
January 2008 - October 2008 · 9 mos
A. G. Edwards & Sons, INC.
July 2002 - January 2008 · 5 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
May 2002 - January 2008 · 5 yrs 8 mos
Rydex Distributors, INC.Broker
March 2001 - April 2002 · 1 yr 1 mo
Charles Schwab & CO., INC.Broker
November 1999 - October 2000 · 11 mos
State Street Research Investment Services, INC.Broker
March 1997 - October 1999 · 2 yrs 7 mos
Fidelity Brokerage Services, INC.Broker
January 1996 - February 1997 · 1 yr 1 mo
State Registrations12 states
CADCFLILMAMENHNYPARISCVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.