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Clarence Slaughter

LPL Financial LLC
30 Years of Experience
High Point, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
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Clarence Slaughter is a registered investment advisor at LPL Financial LLC, based in High Point, NC, with 30 years of industry experience. Clarence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

High Point, NC

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History

Regulatory History (1)
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Criminal
September 1985
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Clarence is an agent for NC Physicians Retirement Strategy, focusing on non-variable insurance, dedicating about half his time. He is also an IAR for Independent Advisor Alliance and Blackbridge Financial, spending significantly more than full-time hours on these activities combined.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2016 - Present · 10 yrs 8 mos
Independent Advisor Alliance, LLC
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
NFP Advisor Services, LLC
May 2005 - February 2016 · 10 yrs 9 mos
NFP Advisor Services, LLCBroker
May 2005 - February 2016 · 10 yrs 9 mos
Princor Financial Services Corporation
December 2001 - May 2005 · 3 yrs 5 mos
Princor Financial Services CorporationBroker
February 1996 - May 2005 · 9 yrs 3 mos
State Registrations6 states
GAINMNNCSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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