Scotti Sulak
Scotti Sulak is a registered investment advisor at MML Investors Services, LLC, based in Houston, TX, with 30 years of industry experience. Scotti operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Three Greenway Plaza, Suite 1500, Houston, TX, 77046
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2008Other Business ActivitiesSells Insurance
Scotti is an agent for individual and group life insurance since 2007, dedicating minimal time to this activity. Scotti also owns rental real estate property and lists available rental properties on the Chamber of Commerce website, spending minimal time on each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Dfc Investor ServicesBroker
Fiserv Investor Services, INC.Broker
Tradestar Investments,inc.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.