Matthew Marks is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2025 - Present · 8 mos
Morgan StanleyBroker
September 2025 - Present · 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2016 - September 2025 · 8 yrs 9 mos
Wells Fargo Advisors
December 2016 - September 2025 · 8 yrs 9 mos
Morgan Stanley
June 2016 - December 2016 · 6 mos
Morgan StanleyBroker
June 2016 - December 2016 · 6 mos
Wells Fargo Advisors, LLC
January 2014 - June 2016 · 2 yrs 5 mos
Wells Fargo Advisors, LLCBroker
January 2014 - June 2016 · 2 yrs 5 mos
Raymond James & Associates, INC.
August 2013 - January 2014 · 5 mos
Raymond James & Associates, INC.Broker
August 2013 - January 2014 · 5 mos
Oppenheimer & CO. INC.
December 2009 - August 2013 · 3 yrs 8 mos
Oppenheimer & CO. INC.Broker
December 2009 - August 2013 · 3 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC.
November 1997 - June 2009 · 11 yrs 7 mos
Citigroup Global Markets INC.Broker
October 1997 - June 2009 · 11 yrs 8 mos
T. Rowe Price Investment Services, INC.Broker
April 1997 - October 1997 · 6 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.