Thomas Mckenzie
Thomas Mckenzie is a registered investment advisor at Osaic Wealth, INC., based in Los Alamitos, CA, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Los Alamitos, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is involved in several business activities, including real estate sales/rental properties/property management, working as an attorney specializing in estate planning, and owning a real estate brokerage franchise. While he holds an insurance license, he hasn't sold insurance for many years.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.Broker
Quest Capital Strategies, INC.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Investors Capital CORP.Broker
Fsc Securities CorporationBroker
Baraban Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.