Brian Wooten is a CFP-designated registered investment advisor at LPL Financial LLC, based in Burlington, VT, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
346 Shelburne Rd Ste 401, Burlington, VT, 05401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian operates his LPL business under the DBA CFSG Wealth Management. He also has a financial institution duty with Community Financial Services Group, LLC, dedicating about half of his time to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Chittenden Securities
Chittenden Securities, LLC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Edward JonesBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations11 states
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